Governor Platform for
Risk & Compliance Oversight

Secure stable platform


Security certified


Security and load tested by the FCA and by a tier 1 US Bank


Flexible technology


Hosted on Amazon Web Servers or installed at client site


Accessible on PC, MAC, Tablet, phone


High quality implementation


Agile implementation services with quality project management


High quality, trained consulting partners


The role of Risk & Compliance oversight is to provide a decision-making framework that is logical, robust and repeatable to govern an organisation’s compliance with its’s regulatory obligations. In this way, an organisation will have a structured approach to make strategic and operational decisions about risk, compliance and regulations.

The Governor Software Platform provides clients the ability to deconstruct regulations, frameworks and policies into visual maps that clearly communicate the obligations that require oversight and enables them to track the changes as they are made to the obligations. The solution also provides the 1st line of defence with Key Indicators and assessment points, in order to record compliance and areas of concern, which may be interfaced to internal systems.

Governor enables business updates and comments to flow back to the 2nd line in a seamless manner and presents the status of individual and overall compliance in the structure of the original regulation, framework or policy. All of this is completed in a structured and auditable process so that review and audit becomes less fraught.

Enhanced-oversight-proven-Diagram3

The Governor Software Platform offers an innovative approach for organizations to map and monitor the complex interrelationship of risks, objectives, regulations, and frameworks across the organization. It enables companies to map roles and responsibilities to objectives and risk, and track accountability, providing 360° contextual awareness of risk and objectives with clear reporting to decision makers.

Governor Software addresses the lack of visualization and integration of risks across the organization. It achieves this by aggregating, integrating, and visualizing risk and performance information across the organization within a single platform, allowing it to be managed from one central location and ensuring accountability. Governor’s information architecture allows for flexibility in reporting and provides real-time feedback in the form of dashboards and notifications tailored for management.

Diagram4


https://aws.amazon.com/

This platform has been developed with security and stability at its core. Since its first version in 2017 it has successfully completed many third party security and load testing reviews by clients, security experts and the UK Financial Conduct Authority. It may be run in house by clients or accessed via our SaaS platform on Amazon Web Services.

neo4j_logo_trans

The platform is underpinned by the Neo4j database which provides Governor with a market leading graph database engine that is proven in the financial services industry.