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Webinar: How UK Regulated Firms can take full control of Compliance in 2020

Industry Webinar:

How FCA Regulated Firms can Gain Full Compliance Control in Days!

9 January 2020, 10:30 to 11:00am, GMT

 

Register today for this 30-minute webinar which has been developed specifically for those working in Compliance within FCA regulated firms.

 

On Tuesday, 19 November, the Financial Conduct Authority (FCA) launched a new user interface to its online Handbook. This new web layout utilises Governor Software’s unique visualisation technology "GovernorReg: FCA” and provides FCA-authorised firms with an interactive version of the FCA Handbook, providing: 

  • Increased visualisation of regulations,Linked In Graph 2 1200x628px
  • Improved search functions,
  • Ability to filter directly to relevant items
  • The ability to download specific modules
  • A history feature allowing users to see changes by date.

To further help UK Regulated firms to stay compliant, Governor Software has developed a live version of Governor Reg: FCA. This version allows clients direct access to a live copy of all of the FCA regulations within their compliance system. The content is updated as the FCA makes changes and alerts users to exactly what changes have been made and when.

 

Using Governor Reg: FCA allows UK Regulated firms to link each of their compliance activities (policies, controls, tests) to the relevant rules and guidance, giving them a clear map of where they have regulatory coverage and where they have issues.

 

The live version also helps both the firm and the FCA when there is a supervisory visit as the regulated entity has already stored their compliance data in the FCA format, in accordance to the FCA Handbook structure.

 

This webinar demonstrates how, following the transformation of the FCA Handbook Website, FCA regulated firms can easily make the leap from compliance chaos to full compliance control in days without making a large financial or personnel commitments.

Join the webinar to learn more.

Register for Control of Compliance Webinar

 

About Our Speaker

Richard Pike GovernorRichard Pike, Founder and CEO, Governor Software

Richard has extensive experience of working with financial institutions throughout the world, assisting companies in managing enterprise risk more efficiently while addressing local regulatory guidelines and standards.  As well as being the founder and CEO of Governor Software, Richard is currently Chairman of Citadel Securities (Ireland) Ltd and an Independent Non-Executive Director at permanenttsb bank, JPMorgan fund administration, JPMorgan hedge fund administration and Citadel Europe. 

 

Prior to Governor Software, Richard has worked in various senior banking, insurance, credit and market risk roles at Wolters Kluwer Financial Services, ABN AMRO, Bain, COMIT Gruppe and Quay Financial Software.  He has analysed, designed and managed the development of core treasury and enterprise risk management systems for large financial institutions, including UBS, Citibank, Schroders and Unicredito.

 

In 2009, Richard was recognised as a "Top 50" Face of Operational Risk by Op Risk & Compliance magazine and was a contributing author to two books on risk management.  He is also a board member of the Governance, Risk and Compliance Technology Centre which focuses on research in the area of financial services governance, risk and compliance. Richard has also received the designation of ‘Certified Bank Director’ by the Institute of Banking.

 

Register for Control of Compliance Webinar