Governor Webinar Series

Webinar: Actionable Regulation, how UK Financial Firms utilize the FCA Handbook is changing!


Governor Webinar Series

Webinar: 21 March 2019, 10-10:30am

We invite you to register to join Richard Pike, CEO, Governor Software as he discusses this new approach and demonstrates how, using Actionable Regulation, firms compliance teams can easily set policy controls, assign responsibilities, quickly track and keep up with the regulators changes and have clear evidence for the regulator of what has been done to adhere to a regulation.

Webinar

Actionable Regulation – how UK Financial Firms can utilize the FCA Handbook is changing – find out how this could benefit you?

21 March 2019, 10-10:30am


View WebinarThis is the first in a series of Governor Software Webinars around the way that UK regulated financial institutions work with the FCA Handbook.  The opening webinar will focus on  "Actionable Regulation"  and demonstrate how FCA handbook users, UK regulated financial institutions, using their own personalised, live, actionable view of the FCA Handbook "Governor Reg" will easily be able to :

  • see what needs to be done to be compliant,
  • be aware of regulatory changes/updates as they happen
  • track actions and report their regulatory compliance on an ongoing basis.

We invite you to register to join Richard Pike, CEO, Governor Software as he discusses this new approach and demonstrates how, using Actionable Regulation, firms compliance teams can easily set policy controls, assign responsibilities, quickly track and keep up with the regulators changes and have clear evidence for the regulator of what has been done to adhere to a regulation.

 

To date financial institutions have had to manually map their FCA regulatory obligations in tools not purpose built for compliance oversight, such as Microsoft Excel, and then manually manage status and obligations with an error-prone and non-auditable operational model. This not only exposes institutions to unnecessary risk but also prevents them from proactively managing ongoing changes within specific regulations.  Richard will show how Governor Software's, Governor Reg: FCA" is unique in providing compliance teams with a structured list of tasks and evidence documents, which may be interfaced to their internal systems.

 

If you find you struggle to: 

  • understand the status of your compliance against each relevant provision of the FCA Handbook

  • provide evidence of the above compliance statuses
  • understand the effect of Handbook changes on your business

Then we recommend you take 30 minutes of time and join us on 21 March 2019, 10-10:30am to learn about Actionable Regulation, find out how UK Financial Firms can utilize the FCA Handbook is changing and how this could benefit you?

 

View Webinar