Webinar Recording - Control Assurance & Oversight Framework

Webinar Recording - Control Assurance & Oversight Framework

Do you like the sound of having the safe-guard of an "out-of-jail-free card" built on a robust assurance and oversight framework?

If so, take 30 minutes out to hear this pre-recorded webinar discussing how Senior Managers can stay on top of their "reasonable steps" obligations.

 

About this webinar

Gov_1_line_of_siteSicsic Advisory and Governor Software have partnered to bring a solution to the insurance market that helps firms to develop an assurance  and oversight framework supporting Senior Executive in discharging their management and regulatory obligations.

The combination of our regulatory expertise and the experience in implementing risk and control frameworks with the power of visualisation and mapping technology offers a RegTech solution to a problem we can see across the insurance market. 

We invite you to view this webinar where we discuss what it means to be in a Senior Management Function (SMF), with a specific focus on conduct rules and the challenge of demonstrating "reasonable steps". 

We also present our "outcomes based framework" covering regulatory requirements, controls, policies and assurance activities. 

Register Here to View

About our Speakers:

 

Michael Sicsic Michael Sicsic, MD, Sicsic Advisory

Michael founded Sicsic Advisory, the London based boutique consultancy focusing on financial services risk and regulation in 2019. His team has a combination of expertise gained through direct industry experience, consulting roles and regulatory supervision leadership roles in the UK insurance market.

Michael is a senior advisor to Spixii, the insurance startup delivering AI driven solutions for insurers. 

Prior to Sicsic Advisory, Michael spent 4 years at the Financial Conduct Authority (FCA) as head of supervision for general insurance retail sector. Michael spent five years at Aviva Plc. as Global Operational Risk Director covering Life Insurance, Asset Management and Non-Life Insurance. Previously, he worked at GE Capital in various senior risk and finance position across commercial and corporate finance activities.

Richard Pike Governor B&W GTW

Richard Pike, Founder & CEO, Governor Software

Richard has extensive experience of working with financial institutions throughout the world, assisting companies in managing enterprise risk more efficiently while addressing local regulatory guidelines and standards.

Richard is also currently Chairman at Citadel Securities (Ireland) as well as a Non-Executive Director at National Cyber Security Society, FBD Insurance plc, JP Morgan fund administration, JP Morgan hedge fund administration and Citadel Europe. 

In 2009, Richard was recognised as a "Top 50" Face of Operational Risk by Op Risk & Compliance magazine.

Suzi Mutch