Category Archive

Below you'll find a list of all posts that have been categorized as “senior-managers-certication-regime”

Governor Reg: FCA - a live  version of the FCA handbook

Governor Reg: FCA is a live version of the Financial Conduct Authority (FCA) Handbook that allows UK regulated financial institutions to map, track and report regulatory compliance as it happens. Governor Reg: FCA also provides UK regulatory news...

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Governor Software at TSAM London

 

The annual global series  of "The Summit for Asset Management" is now in its 18th year and the Governor Software  team are pleased to announce that they will be joining TSAM London on February 28th, 2019.  

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Governor Software Risk Management article features in Finance Monthly

 

Following the release of the Governor Software Guide to Linking Risk Management and Business Objectives, CEO Richard Pike discusses with Finance Monthly why ever increasing regulatory and board pressures means now is the opportune time for...

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Will SM&CR, Impact Financial Services Globally

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

 

"Compliance to UK SMR/CR is a huge issue and is the next wave of compliance and accountability. This is not just a UK trend, but a global shift in personal...

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Is SMR & CR, the UK Financial Services biggest challenge for 2018?

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

The UK Senior Manager's Regime and Certification Regime (UK SMR/CR) is one of the most significant challenges financial services firms are facing right now. The ...

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Extension of Senior Managers Certification Regime Conference, September 18th, London

 

 

 

The FCA and PRA want to conform their approach to governance and accountability in financial services by extending the Senior Managers Regime (SMR) and Certification Regime (CR) to all FCA regulated firms. The regulators are also seeking to...

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