Category Archive

Below you'll find a list of all posts that have been categorized as “regulatory”

Will SM&CR, Impact Financial Services Globally

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

 

"Compliance to UK SMR/CR is a huge issue and is the next wave of compliance and accountability. This is not just a UK trend, but a global shift in personal...

Read More

Governor Software AML & Sanction Oversight at Grant Thornton Stand, ACAMS, 3-5 October, Las Vegas

Governor Software is delighted Grant Thornton will be showcasing its platform for AML program oversight at ACAMS 17th Annual AML & Financial Crime Conference, to be held on October 3rd – 5th. Over 2000 anti-financial crime professionals,...

Read More

Is SMR & CR, the UK Financial Services biggest challenge for 2018?

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

The UK Senior Manager's Regime and Certification Regime (UK SMR/CR) is one of the most significant challenges financial services firms are facing right now. The ...

Read More

Data Management Review - How Governor Software is Turning Oversight on its Head.

Governor Expands Oversight Solution with FCA Integration.  Data Management Review recently interviewed Richard Pike, CEO, Governor Software about the latest updates to it's compliance oversight solution   Governor Software has recently added "a...

Read More

FCA announce business plan 18/19

The Financial Conduct Authority (FCA) has this week published its Business Plan for 2018/19 which sets out the key priorities for the coming year.

Read More

Governor Software Integrates FCA Handbook

Licence allows clients to automatically link internal policies and controls to FCA Handbook

 

Read More

FCA 'Call for Input'

Great to see a "Call for Input" from the FCA asking how it can improve the automated reporting this process, we were delighted to participate in the recent TechSprint event which was a great example of this collaboration in action. #FCA

Read More

Fed examiner calls on banks to rethink KRIs

A really interesting article on the regulator's view of KRIs . At Governor Software we completely agree with the need to link Key Risk Indicators to underlying exposures and drivers of risk. That’s why we developed a powerful Graph that allows...

Read More

Banking agency in Europe advocates and responds on changing prudential standards

European Banking Authority issues views on future prudential requirements and standards across the industry

Read More

Lead prudential regulator in the UK sets sights on various new frameworks

UK PRA sets its focus on progressing important prudential frameworks

Read More
1 2 3 4 5