Category Archive

Below you'll find a list of all posts that have been categorized as “regulatory”

Webinar - Register Now: Actionable Regulation - Introducing an Interactive version of the FCA Handbook

Webinar: 21 March 2019, 10-10:30am. "Actionable Regulation – how UK Financial Firms utilize the FCA Handbook is changing – find out how this benefits you? "

Register to join Richard Pike, CEO, Governor Software as he discusses how, using...

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Governor Software in the News

We have received a good amount of coverage, but for Friday reading we have selected this article from RegTech Insight, an ATeam publication, where Lauren McAughtry, the editor of RegTech Insight interviewed Richard Pike, CEO, Governor Software...

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Governor Software introducing TSAM to Governor Reg: FCA

Today the Governor Software team are at TSAM, London demo'ing Governor Reg: FCA, the first live, actionable version of the FCA Handbook for Regulated Firms to use in-house to map compliance. See a Governor Reg: FCA taster video below.

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Governor Reg: FCA - a live  version of the FCA handbook

Governor Reg: FCA is a live version of the Financial Conduct Authority (FCA) Handbook that allows UK regulated financial institutions to map, track and report regulatory compliance as it happens. Governor Reg: FCA also provides UK regulatory news...

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Operational Resilience - What will it mean for IT?

Peter Walker, editor FStech interviews Richard Pike, CEO, Governor Software and other industry experts as he takes a look at Operational Resilience and what this could mean to the focus required by senior management and the board on their IT...

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Will SM&CR, Impact Financial Services Globally

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

 

"Compliance to UK SMR/CR is a huge issue and is the next wave of compliance and accountability. This is not just a UK trend, but a global shift in personal...

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Governor Software AML & Sanction Oversight at Grant Thornton Stand, ACAMS, 3-5 October, Las Vegas

Governor Software is delighted Grant Thornton will be showcasing its platform for AML program oversight at ACAMS 17th Annual AML & Financial Crime Conference, to be held on October 3rd – 5th. Over 2000 anti-financial crime professionals,...

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Is SMR & CR, the UK Financial Services biggest challenge for 2018?

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

The UK Senior Manager's Regime and Certification Regime (UK SMR/CR) is one of the most significant challenges financial services firms are facing right now. The ...

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Data Management Review - How Governor Software is Turning Oversight on its Head.

Governor Expands Oversight Solution with FCA Integration.  Data Management Review recently interviewed Richard Pike, CEO, Governor Software about the latest updates to it's compliance oversight solution   Governor Software has recently added "a...

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FCA announce business plan 18/19

The Financial Conduct Authority (FCA) has this week published its Business Plan for 2018/19 which sets out the key priorities for the coming year.

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