Category Archive

Below you'll find a list of all posts that have been categorized as “regtech”

The FCA upgrades the FCA Handbook utilising Governor RegTech Software

The Financial Conduct Authority (FCA) Handbook website has been updated with a graph interface powered by Governor Software RegTech Solution.  The new upgrade provides UK regulated financial institutions with the ability to:

  • Navigate the FCA...
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Governor Software Wins Agile Category in the Grant Thornton UK LLP RegTech Awards

Governor Software Wins Agile Category in the Grant Thornton UK LLP RegTech Awards, London, 2 October 2019

 

A key goal of firms is to develop a mature approach to Governance, Risk and Compliance (GRC) that measures and understands risk and...

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Governor Software Nominated in Agile Category within GT RegTech Index

 

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FCA Review: How quickly can you react?

On 14 April 2015, the Financial Conduct Authority (FCA) imposed a £126 million fine on two Bank of New York Mellon entities for failing to adequately safeguard client assets in breach of the FCA's Client Asset Sourcebook (CASS).  How quickly...

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Online Actionable Version of NYDFS Regulation

Governor Software has developed an online / digital version of NYDFS Regulations, allowing NYDFS regulated firms to work directly online, with their own live, actionable view of the NYDFS regulations such as Cyber 500 and AML 504.

 

Firms...

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Webinar: NYDFS Regulation has gone Digital!

 Regulatory oversight via a digital / actionable version of New York Department of Financial Services RegulationWhat will this mean to you?  Webinar: Thursday, 11 July 2019, 10:30am EST. Register now

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Can Computers Understand Legal Texts and What Could This Mean for the Banking Industry?

Where we used to hear about FinTech, now all we hear about is RegTech, the management of regulatory processes within the financial industry through technology. With the evolution of RegTech, banks’ compliance teams are seeing real developments in...

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Richard Pike, CEO, Governor Software speaks to Planet Compliance

With Governor Software rating well in the top 20 of the Planet Compliance RegTech Top 100, Richard Pike was asked to answer a number of questions by the online publication, find out more about what he talked about.

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The FCA Handbook has gone digital.  Learn the positive impact for Compliance Teams!

Click here to view this webinar and see how Governor Software have taken their licensed copy of the FCA Handbook and converted it to enable their clients to have their own live version of the FCA Handbook, that they can customize to their own...

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Webinar: Learn how early adopter firms are using their own digital version of the FCA Handbook, Governor Reg: FCA.

Watch Demo

Register to join Webinar: The FCA Handbook is going Digital, What will this mean for you?  Thursday, 2nd May 2019, 10am BST Register Now

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