Category Archive

Below you'll find a list of all posts that have been categorized as “fca”

Operational Resilience - What will it mean for IT?

Peter Walker, editor FStech interviews Richard Pike, CEO, Governor Software and other industry experts as he takes a look at Operational Resilience and what this could mean to the focus required by senior management and the board on their IT...

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Governor Software named in 2019 RegTech 100 list.

Governor Software is proud to announce that it has been named in the REGTECH100, an annual list  of the world’s 100 most innovative RegTech companies. These are the companies every financial institution needs to know about as they consider and...

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Will SM&CR, Impact Financial Services Globally

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

 

"Compliance to UK SMR/CR is a huge issue and is the next wave of compliance and accountability. This is not just a UK trend, but a global shift in personal...

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Governor Software Nominated for DMR Best Data Governance Solution category - Vote Now!

 

Vote for Governor Software Today!

To achieve excellence in governance you have to be able to understand your obligations to all stakeholders, measure your status against those obligations and prove that status to a third party,” say Richard...

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Is SMR & CR, the UK Financial Services biggest challenge for 2018?

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

The UK Senior Manager's Regime and Certification Regime (UK SMR/CR) is one of the most significant challenges financial services firms are facing right now. The ...

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Extension of Senior Managers Certification Regime Conference, September 18th, London

 

 

 

The FCA and PRA want to conform their approach to governance and accountability in financial services by extending the Senior Managers Regime (SMR) and Certification Regime (CR) to all FCA regulated firms. The regulators are also seeking to...

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