Category Archive

Below you'll find a list of all posts that have been categorized as “compliance”

Extension of Senior Managers Certification Regime Conference, September 18th, London

 

 

 

The FCA and PRA want to conform their approach to governance and accountability in financial services by extending the Senior Managers Regime (SMR) and Certification Regime (CR) to all FCA regulated firms. The regulators are also seeking to...

Read More
1 2 3