Category Archive

Below you'll find a list of all posts that have been categorized as “compliance”

Governor Software and Grant Thornton form strategic partnership

 Governor Software and Grant Thornton form strategic partnership to transform how companies manage and control risk and compliance.

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Governor Software at TSAM London

 

The annual global series  of "The Summit for Asset Management" is now in its 18th year and the Governor Software  team are pleased to announce that they will be joining TSAM London on February 28th, 2019.  

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Governor Software at RiskMinds

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Operational Resilience - What will it mean for IT?

Peter Walker, editor FStech interviews Richard Pike, CEO, Governor Software and other industry experts as he takes a look at Operational Resilience and what this could mean to the focus required by senior management and the board on their IT...

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Governor Software named in 2019 RegTech 100 list.

Governor Software is proud to announce that it has been named in the REGTECH100, an annual list  of the world’s 100 most innovative RegTech companies. These are the companies every financial institution needs to know about as they consider and...

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Will SM&CR, Impact Financial Services Globally

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

 

"Compliance to UK SMR/CR is a huge issue and is the next wave of compliance and accountability. This is not just a UK trend, but a global shift in personal...

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Governor Software AML & Sanction Oversight at Grant Thornton Stand, ACAMS, 3-5 October, Las Vegas

Governor Software is delighted Grant Thornton will be showcasing its platform for AML program oversight at ACAMS 17th Annual AML & Financial Crime Conference, to be held on October 3rd – 5th. Over 2000 anti-financial crime professionals,...

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Governor Software Nominated for DMR Best Data Governance Solution category - Vote Now!

 

Vote for Governor Software Today!

To achieve excellence in governance you have to be able to understand your obligations to all stakeholders, measure your status against those obligations and prove that status to a third party,” say Richard...

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Is SMR & CR, the UK Financial Services biggest challenge for 2018?

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

The UK Senior Manager's Regime and Certification Regime (UK SMR/CR) is one of the most significant challenges financial services firms are facing right now. The ...

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As the Regulators move to Individual Responsibility for Internal Governance - What's at Stake?

 

Join Governor Software, CastleHill and guest speaker Dessa Glasser, Principal at the Financial Risk Group and Independent Board Member at Oppenheimer Holdings Inc for canape’s, cocktails and conversation from 6pm, 12 September, 5th Avenue, New...

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