Category Archive

Below you'll find a list of all posts that have been categorized as “compliance-oversight”

Webinar:  Staying Compliant while Working from Home!

 Achieve Regulatory Compliance (e.g. NYDFS) while Working from Home!

 

Tuesday, 9 June 2020, 10:00 - 10:30am EST 

 

What does COVID-19 mean for compliance teams working remotely – how easy is it to continue to monitor regulation, track compliance...

Read More

Webinar for EEA Firms who must meet PRA & FCA Compliance Requirements

 CASS and COBS (ICOBS) Regulations

How to achieve full compliance!

 

Wednesday 27 May 2020, 10:30am BST,

Register now

Read More

Keeping your Compliance Office Running and Compliant while Home-Working!

Recorded Webinar - View Now!

Recent developments around COVID-19 mean that everyone must re-think the way they work, and how they interact. For many office-based workers this means working from home.

The heads of compliance at financial...

Read More

Governor Software Wins Agile Category in the Grant Thornton UK LLP RegTech Awards

Governor Software Wins Agile Category in the Grant Thornton UK LLP RegTech Awards, London, 2 October 2019

 

A key goal of firms is to develop a mature approach to Governance, Risk and Compliance (GRC) that measures and understands risk and...

Read More

Whats on the Chief Compliance Officers Mind

Since 2009, 54,000 regulatory documents have been publishedfrom 130 different regulatory bodies in G20 countries alone.

 

Read More

FCA Review: How quickly can you react?

On 14 April 2015, the Financial Conduct Authority (FCA) imposed a £126 million fine on two Bank of New York Mellon entities for failing to adequately safeguard client assets in breach of the FCA's Client Asset Sourcebook (CASS).  How quickly...

Read More

Richard Pike, CEO, Governor Software speaks to Planet Compliance

With Governor Software rating well in the top 20 of the Planet Compliance RegTech Top 100, Richard Pike was asked to answer a number of questions by the online publication, find out more about what he talked about.

Read More

The FCA Handbook has gone digital.  Learn the positive impact for Compliance Teams!

Click here to view this webinar and see how Governor Software have taken their licensed copy of the FCA Handbook and converted it to enable their clients to have their own live version of the FCA Handbook, that they can customize to their own...

Read More

Webinar: Learn how early adopter firms are using their own digital version of the FCA Handbook, Governor Reg: FCA.

Watch Demo

Register to join Webinar: The FCA Handbook is going Digital, What will this mean for you?  Thursday, 2nd May 2019, 10am BST Register Now

Read More

Webinar: The FCA Handbook is now digital! What will this mean to you?

 

Click Here to Register to see a live digital version of the FCA Handbook in practise.

Webinar: The FCA Handbook has gone Digital: What will this mean for UK Regulated Firms? 2 May 2019, 10am BST

Read More
1 2