Category Archive

Below you'll find a list of all posts that have been categorized as “compliance”

Governor Software Nominated for 2019 DMR Best Data Governance Solution: Vote Now!

 

Vote for Governor Software Today!

To achieve excellence in governance you have to be able to understand your obligations to all stakeholders, measure your status against those obligations and prove that status to a third party,” say Richard...

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Whats on the Chief Compliance Officers Mind

Since 2009, 54,000 regulatory documents have been publishedfrom 130 different regulatory bodies in G20 countries alone.

 

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FCA Review: How quickly can you react?

On 14 April 2015, the Financial Conduct Authority (FCA) imposed a £126 million fine on two Bank of New York Mellon entities for failing to adequately safeguard client assets in breach of the FCA's Client Asset Sourcebook (CASS).  How quickly...

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Online Actionable Version of NYDFS Regulation

Governor Software has developed an online / digital version of NYDFS Regulations, allowing NYDFS regulated firms to work directly online, with their own live, actionable view of the NYDFS regulations such as Cyber 500 and AML 504.

 

Firms...

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Webinar: NYDFS Regulation has gone Digital!

 Regulatory oversight via a digital / actionable version of New York Department of Financial Services RegulationWhat will this mean to you?  Webinar: Thursday, 11 July 2019, 10:30am EST. Register now

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The FCA Handbook has gone digital.  Learn the positive impact for Compliance Teams!

Click here to view this webinar and see how Governor Software have taken their licensed copy of the FCA Handbook and converted it to enable their clients to have their own live version of the FCA Handbook, that they can customize to their own...

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Webinar - Register Now: Actionable Regulation - Introducing an Interactive version of the FCA Handbook

Webinar: 21 March 2019, 10-10:30am. "Actionable Regulation – how UK Financial Firms utilize the FCA Handbook is changing – find out how this benefits you? "

Register to join Richard Pike, CEO, Governor Software as he discusses how, using...

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Governor Software introducing TSAM to Governor Reg: FCA

Today the Governor Software team are at TSAM, London demo'ing Governor Reg: FCA, the first live, actionable version of the FCA Handbook for Regulated Firms to use in-house to map compliance. See a Governor Reg: FCA taster video below.

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Governor Reg: FCA - a live  version of the FCA handbook

Governor Reg: FCA is a live version of the Financial Conduct Authority (FCA) Handbook that allows UK regulated financial institutions to map, track and report regulatory compliance as it happens. Governor Reg: FCA also provides UK regulatory news...

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Governor Software and CastleHill partner to provide enhanced RSA Archer integration

Strategic partnership enables the integration of RSA Archer and Governor Software’s proprietary technology delivering senior executives within financial institutions a broad view of their risk and compliance status alongside key programmes they...

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