Category Archive

Below you'll find a list of all posts that have been categorized as “compliance”

How to reduce your risk of Non-Compliance and see real RoI

For those who work in compliance, the ever-changing regulatory landscape is just another element of the job. The latest figures from Corlytics state there are over 2500 compliance rule books being monitored by financial firms across the globe,...

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Partnership to revolutionise how UK regulated Insurance firms stay compliant!


Governor Software are pleased to announce a new strategic partnership with Sicsic Advisory to help insurers and intermediaries gain full oversight of their regulatory risk.


Uniting Sicsic Advisory’s strength and understanding of the UK...

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Governor Software named in 2020 RegTech 100 list.

Governor Software, the company behind the latest RegTech software being used by the FCA is pleased to announce that it has once again been named in the REGTECH100, an annual list of the world’s 100 most innovative RegTech companies.  The award...

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Governor Software Nominated for 2019 DMR Best Data Governance Solution: Vote Now!


Vote for Governor Software Today!

To achieve excellence in governance you have to be able to understand your obligations to all stakeholders, measure your status against those obligations and prove that status to a third party,” say Richard...

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Whats on the Chief Compliance Officers Mind

Since 2009, 54,000 regulatory documents have been publishedfrom 130 different regulatory bodies in G20 countries alone.


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FCA Review: How quickly can you react?

On 14 April 2015, the Financial Conduct Authority (FCA) imposed a £126 million fine on two Bank of New York Mellon entities for failing to adequately safeguard client assets in breach of the FCA's Client Asset Sourcebook (CASS).  How quickly...

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Online Actionable Version of NYDFS Regulation

Governor Software has developed an online / digital version of NYDFS Regulations, allowing NYDFS regulated firms to work directly online, with their own live, actionable view of the NYDFS regulations such as Cyber 500 and AML 504.



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Webinar: NYDFS Regulation has gone Digital!

 Regulatory oversight via a digital / actionable version of New York Department of Financial Services RegulationWhat will this mean to you?  Webinar: Thursday, 11 July 2019, 10:30am EST. Register now

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The FCA Handbook has gone digital.  Learn the positive impact for Compliance Teams!

Click here to view this webinar and see how Governor Software have taken their licensed copy of the FCA Handbook and converted it to enable their clients to have their own live version of the FCA Handbook, that they can customize to their own...

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Webinar - Register Now: Actionable Regulation - Introducing an Interactive version of the FCA Handbook

Webinar: 21 March 2019, 10-10:30am. "Actionable Regulation – how UK Financial Firms utilize the FCA Handbook is changing – find out how this benefits you? "

Register to join Richard Pike, CEO, Governor Software as he discusses how, using...

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