Category Archive

Below you'll find a list of all posts that have been categorized as “commentary”

Whats on the Chief Compliance Officers Mind

Since 2009, 54,000 regulatory documents have been publishedfrom 130 different regulatory bodies in G20 countries alone.

 

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Operational Resilience - What will it mean for IT?

Peter Walker, editor FStech interviews Richard Pike, CEO, Governor Software and other industry experts as he takes a look at Operational Resilience and what this could mean to the focus required by senior management and the board on their IT...

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Will SM&CR, Impact Financial Services Globally

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

 

"Compliance to UK SMR/CR is a huge issue and is the next wave of compliance and accountability. This is not just a UK trend, but a global shift in personal...

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Is SMR & CR, the UK Financial Services biggest challenge for 2018?

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

The UK Senior Manager's Regime and Certification Regime (UK SMR/CR) is one of the most significant challenges financial services firms are facing right now. The ...

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How to Develop a Robust Risk Management Framework

 

Bobsguide have recently released this article by Richard Pike, CEO, Governor Software,. The article updates the article Richard wrote in September 2011 Six stages to a robust operational risk framework.  It explains how a financial services...

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Senior Managers & Certification Regime Oversight Solution

According to CityWire, Sept 2017, regulator's records have shown that Financial Conduct Authority (FCA) investigations into approved individuals soared 149% from 61 to 152 following the launch of the senior managers regime (SMR) last year. The...

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Governor Software joins Enterprise Ireland at MoneyConf 2018

Governor Software were pleased to be able to take part at MoneyConf 2018 in Dublin last week as part of a team over 40 leading Enterprise Ireland fintech companies. This three day conference attracted over 5,000 delegates from across the globe to...

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Three Lines of Defence: A Chief Compliance Officers Dinner Debate

Following the FT Report  that a major UK Bank's board has declared that the Bank still has more work to do to improve its controls and compliance, we rejoin Richard Pike, CEO, Governor Software as he relays back the salient points from a Chief...

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Chief Compliance Officers Dinner Debate: An Oversight Starter

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We are looking to employ a Compliance Services Executive

POSITION SUMMARY Title of role: Compliance Services Executive

The Compliance Services Executive will report to the Head of Implementation & Support of Governor. He/she will be responsible for the management of a number of key Governor Software...

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