The FCA and PRA want to conform their approach to governance and accountability in financial services by extending the Senior Managers Regime (SMR) and Certification Regime (CR) to all FCA regulated firms. The regulators are also seeking to align the existing Senior Insurance Managers Regime (SIMR) for insurers with these new proposals. This conference being run by Infoline will explore the SM&CR Summer Policy Statement Guidance from the FCA in preparation for the 2019 Go-Live.
Governor Software are pleased to be taking part in this upcoming conference focusing on the "extension of the Senior Managers & Certification Regime" at the Grange Tower Bridge Hotel in London on September 18th, 2018
At this timely event, David Blunt - Head of Conduct Specialist Department, Supervision, Financial Conduct Authority (FCA) will kick of the conference by providing a keynote about "Preparing for the Extension of the Senior Managers & Certification Regime". David's presentation will be followed by a number of industry experts from across HR and Compliance, discussing the elements of the regulation as well as the implementation challenges.
Topics to be covered will include:
Establishing a "Culture of Accountability"
Operationalising SM&CR as Business as Usual and Achieving Ongoing Compliance
Tackling Management Information and Reporting Challenges
Investment Firm Panel Session: What have we seen so far.
Governor Software will be exhibiting at the conference on the 18th September prior to running a workshop in conjunction with Infoline and Trailight on the 19th of September on"Becoming SM&CR Compliant"
To learn more about the conference agenda you can visit the conference website here.
As a Sponsor - Governor Software are able to offer those who wish to register a 30% discount, to take advantage of this discount please email firstname.lastname@example.org.
To learn more about Governor Software - why not download this analyst report from GRC 20/20