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Will SM&CR, Impact Financial Services Globally

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

 

"Compliance to UK SMR/CR is a huge issue and is the next wave of compliance and accountability. This is not just a UK trend, but a global shift in personal...

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Governor Software AML & Sanction Oversight at Grant Thornton Stand, ACAMS, 3-5 October, Las Vegas

Governor Software is delighted Grant Thornton will be showcasing its platform for AML program oversight at ACAMS 17th Annual AML & Financial Crime Conference, to be held on October 3rd – 5th. Over 2000 anti-financial crime professionals,...

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Governor Software Nominated for DMR Best Data Governance Solution category - Vote Now!

 

Vote for Governor Software Today!

To achieve excellence in governance you have to be able to understand your obligations to all stakeholders, measure your status against those obligations and prove that status to a third party,” say Richard...

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Is SMR & CR, the UK Financial Services biggest challenge for 2018?

Guest Author: Michael Rasmussen

GRC Economist & Pundit 

GRC 20/20 Research, LLC

The UK Senior Manager's Regime and Certification Regime (UK SMR/CR) is one of the most significant challenges financial services firms are facing right now. The ...

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As the Regulators move to Individual Responsibility for Internal Governance - What's at Stake?

 

Join Governor Software, CastleHill and guest speaker Dessa Glasser, Principal at the Financial Risk Group and Independent Board Member at Oppenheimer Holdings Inc for canape’s, cocktails and conversation from 6pm, 12 September, 5th Avenue, New...

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Complimentary Operational Risk Webinar: Risk Oversight - Meeting Regulatory Requirements & Managing Third Party Risk

Governor Software are pleased to able to offer you the opportunity to Register for this complimentary CFP webinar at 11:30 am (EST) on Friday 14 September

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Extension of Senior Managers Certification Regime Conference, September 18th, London

 

 

 

The FCA and PRA want to conform their approach to governance and accountability in financial services by extending the Senior Managers Regime (SMR) and Certification Regime (CR) to all FCA regulated firms. The regulators are also seeking to...

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How to Develop a Robust Risk Management Framework

 

Bobsguide have recently released this article by Richard Pike, CEO, Governor Software,. The article updates the article Richard wrote in September 2011 Six stages to a robust operational risk framework.  It explains how a financial services...

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Governor Software at RiskMinds International, Amsterdam, 3-7 December 2018

 

 

Governor Software are excited to be exhibiting at RiskMinds International as the conference celebrates its 25th year.   

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Governor Software at CFP Operational Risk Management USA, NYC, October 2018

 

Governor Software are pleased to once again be taking part in this annual event in New York this October.  Richard Pike, CEO, Governor Software, will join over 30 other risk professional presenting at this 2 day conference designed...

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