We help any Compliance Manager quickly avoid stress and regulatory fines using the latest technologies
Communicate your obligations, understand your status, prove your compliance
Governor’s Award-winning Software Supports Financial Services Clients across the US and Europe
"Just like I thought, word is spreading about the awesome power of this software"
Capital Markets Compliance Director - US Bank
Case Study: FCA
Based on feedback received from Handbook website users, the FCA found two main areas of concern:
- the ability to navigate the complex Handbook modules and the provisions contained within them, and
- the ability to filter to relevant items and then download those items to files that users can use to link to their internal compliance programs.
Case Study: International Bank
Like many organizations faced with the compliance challenge, information in the form of obligations, policies, metrics and supporting documents were distributed throughout the business and it was difficult to build a consolidated view on how compliance with regulations was being achieved and if there were any process gaps.
Within two weeks of using Governor, users were receiving notifications advising them to provide evidence or perform assessments. This replaced a previous sea of emails and saved hours for the staff, who previously captured the data in excel spreadsheets, and improved accuracy and timeliness. As users entered the data or completed the assessments they saved supporting documents and reports so that any user of the system with the appropriate access could see the explanation behind certain statuses – saving further hours of emails.
Foreign Branch of international bank gets control of local compliance management
Management are now able to monitor their compliance obligations in one place, take corrective actions and easily go back to previous ‘points in time’ so that both historical data and emerging trends can be identified.
"Governor has allowed us to significantly improve both the effectiveness and efficiency of our Compliance capability"