Events

 

 

Webinar Recording : The FCA Handbook is going Digital: What will this mean for UK Regulated Firms?

Governor Webinar SeriesThe FCA Handbook is changing!  The need for firms to continue to work directly off a static copy of the FCA's UK financial regulations is coming to an end.  These changes mean that the traditional approach of transposing regulations into spreadsheets or other documents to track actions and log compliance that has been time-consuming, inefficient and no longer fit for purpose - will also be come a thing of the past. Want to learn more:

View Webinar

 

Whats the New Approach. 

Since 2017 The FCA has been working with RegTech firms to improve the way in which UK Financial Regulations are distributed, recorded and tracked and both our speakers where heavily involved in this process. 

View the webinar to hear Richard Pike, CEO, Governor Software and Alan Blanchard (formerly FCA), now Business Development (UK) at Apiax, discuss the background to the upcoming changes, the developments that have taken place, the reason for the changes and how UK Banks and Financial Firms compliance teams will benefit.

View Webinar

 

About the Speakers:

Alan Blanchard2Alan Blanchard,
Business Development (UK),
Apiax,

Alan joined the FCA in 2014 as Handbook Publisher, having spent 15 years in legal and regulatory publishing. Responsible for publishing the FCA’s Handbook, he launched a new Handbook website and introduced topic-based searching and navigation with the aim of making the content more user-focused. Before leaving the FCA, he worked on developing machine-executable rules and exploring different technologies to enhance the production and consumption of FCA regulations. At Apiax, Alan is responsible for the UK arm of the Swiss startup, bringing digital rules and the benefits of compliance by design to the UK market.

 

Richard Pike GovernorRichard Pike,
Founder and CEO,
Governor Software

Richard has extensive experience of working with financial institutions throughout the world, assisting companies in managing enterprise risk more effectively while addressing local regulatory guidelines and standards.  As well as being the founder and CEO of Governor Software, Richard is currently Chairman of Citadel Securities (Ireland) Ltd and an Independent Non-Executive Director at permanenttsb bank, JPMorgan fund administration, JPMorgan hedge fund administration and Citadel Europe.

 

Prior to Governor Software, Richard has worked in various senior banking, insurance, credit and market risk roles at Wolters Kluwer Financial Services, ABN AMRO, Bain, COMIT Gruppe and Quay Financial Software.  He has analysed, designed and managed the development of core treasury and enterprise risk management systems for large financial institutions, including UBS, Citibank, Schroders and Unicredito.

 

In 2009, Richard was recognised as a "Top 50" Face of Operational Risk by Op Risk & Compliance magazine and was a contributing author to two books on risk management.  He is also a board member of the Governance, Risk and Compliance Technology Centre which focuses on research in the area of financial services governance, risk and compliance. Richard has also received the designation of ‘Certified Bank Director’ by the Institute of Banking.

The Institute of Operational Risk: Webinar – Effective Board Interaction For Risk Managers, Thursday May 2, 2019, 2pm BST

The IOR

Board members are one of the most significant stakeholders for any risk management initiative. They expect timely and relevant risk information from the risk management teams to enable them to effectively perform their roles. In this session, Richard Pike will share his experiences from participating on multiple financial services boards. He will share guidance on how to attain an engaged and confident board through: –

  • Proportionate reporting and MI
  • Management buy-in
  • Ensuring important matters get sufficient air-time

 

About the speaker

Richard Pike GovernorRichard has extensive experience of working with financial institutions throughout the world, assisting companies in managing enterprise risk more efficiently while addressing local regulatory guidelines and standards. As well as being the founder and CEO of Governor Software, Richard is currently Chairman of Citadel Securities (Ireland) Ltd. and an Independent Non-Executive Director at permanenttsb bank, JPMorgan fund administration, JPMorgan hedge fund administration and Citadel Europe.

 

About the host

This session will be hosted by Manoj Kulwal. He is passionate about utilising risk management as a business management tool for designing effective business strategy and successfully implementing the selected strategy. He has been involved in development of the international risk management standard ‘ISO 31000’ and in development of ‘Certificate of Operational Risk Management’ offered by The Institute of Operational Risk. He has trained more than 1,000+ operational risk management practitioners from financial services firms globally over the last 5 years. He is currently the Co-Founder and Chief Risk Officer at RiskSpotlight. At RiskSpotlight, he leads the team that developed the world’s first forward-looking operational risk news service – RiskSpotlight Portal.

Webinar Recording: Actionable Regulations - How UK Financial Firms can utilize the FCA Handbook is changing – what will this will mean to you?

Governor Webinar SeriesWe welcome you to download Governor Software's webinar on "Actionable Regulations - How UK Financial Firms can utilize the FCA Handbook is changing - what will this mean to you?".  During this 30 minute webinar Richard Pike, CEO, Governor Software discusses how UK Financial Firms can now work directly with their own live, actionable view of the FCA Handbook. This new approach will enable compliance teams to easily see what needs to be done to be compliant, be aware of regulatory changes/updates as they happen and track actions and report their regulatory compliance on an ongoing basis.

 

View Webinar

 

About the speaker:

Richard Pike GovernorRichard Pike,
Founder and CEO,
Governor Software

Richard has extensive experience of working with financial institutions throughout the world, assisting companies in managing enterprise risk more efficiently while addressing local regulatory guidelines and standards.  As well as being the founder and CEO of Governor Software, Richard is currently Chairman of Citadel Securities (Ireland) Ltd and an Independent Non-Executive Director at permanenttsb bank, JPMorgan fund administration, JPMorgan hedge fund administration and Citadel Europe.

 

Prior to Governor Software, Richard has worked in various senior banking, insurance, credit and market risk roles at Wolters Kluwer Financial Services, ABN AMRO, Bain, COMIT Gruppe and Quay Financial Software.  He has analysed, designed and managed the development of core treasury and enterprise risk management systems for large financial institutions, including UBS, Citibank, Schroders and Unicredito.

 

In 2009, Richard was recognised as a "Top 50" Face of Operational Risk by Op Risk & Compliance magazine and was a contributing author to two books on risk management.  He is also a board member of the Governance, Risk and Compliance Technology Centre which focuses on research in the area of financial services governance, risk and compliance. Richard has also received the designation of ‘Certified Bank Director’ by the Institute of Banking.

The Summit for Asset Managers (TSAM), London, 28 February, 2019

TSAM

Governor Software were be involved at  the TSAM conference in London at the end of February.  TSAM is a well known industry event bringing together key decision makers from the Asset Management Industry.

The Governor Software team met with a number of firms at the exhibition stand over the course and Richard Pike, CEO, Governor Software addressed the Compliance and Regulation Stream discussing Actionable Regulation – how firms can easily stay abreast with the Regulator

During his presentation, Richard demonstrated how firms using Actionable Regulation, can easily set policy controls, assign responsibilities, quickly track and keep up with the regulators changes as well as have clear evidence for the regulator of what has been done to adhere to a regulation.

 

BNY Mellon Tax and Regulatory Client Forum, London, 30 January 2019

bny_mellon_0Governor Software were pleased to take part in the first of BNY Mellon 2019 series of technology focused sessions exploring how technology is intersecting into the tax and regulatory landscape. 

 

 At this Forum held at  Merchant Taylors Hall, London on Wednesday 30 January, Richard Pike, CEO, Governor Software will discussed Actionable Regulation, in theRegTech session.  During his presentation Richard demonstrated how firms using actionable regulations can easily set policy controls, assign responsibilities, quickly track and keep up with the regulators changes and have clear evidence for the regulator of what has been done to adhere to a regulation.

 

Form more information on the BNY Mellon Tax and Regulatory Client Forum visit https://www.bnym-taxregforum.com/UK/

 

For more information on Actionable Regulation, please visit: https://www.governorsoftware.com/fca-handbook 

 

Download Webinar Recording: Risk Oversight - Meeting Regulatory Requirements & managing third party risk.

CUserssuzi_OneDriveDocumentsGovernor SoftwareCFP 2018WebinarWebinar Banner

Download Webinar

Download this complimentary webinar and hear Richard Pike, CEO, Governor Software join

  • Nicolette Martin, Head of Compliance, Operations and Technology, Citi
  • Sabeena Liconte, Chief Legal & Chief Compliance Officer, Bank of China (BOC) International (USA) Holdings Inc
  • Alex Beigelman, Former Head of Technology & Cyber Security Risk, JP Morgan

Discuss how they achieve risk oversigh, meet regulatory requirements and manage third party risk

Over the course of the webinar hear panelists discuss how they are dealing with and overcoming current industry challenges including: 

  • Achieving third party risk compliance
  • GDPR and Board level oversight
  • Effective management of cyber securities and third party risk
  • Onboarding & due diligence including the technology and operational risks

 Download Webinar

 

 

In 2018 Governor Software took part in the following events:

 

  • GARP 19th Annual Risk Convention NYC, 6-7th March
  • JWG RegTech Conference, London,7 March
  • New Generation Operational Risk,  London, 13-14 March
  • Risk EMEA 2018, London, 24-25 April, 
  • Risk America's 2018, NYC, 17-18 May, 

At Risk EMEA and Risk America's Richard Pike, CEO, Governor Software presented on Risk Oversight: Challenges and a New Approach, to download this presentation click the button below:

Risk Oversight Presentation

  • Castle Hill & Governor Software, NYC, 12 September 
  • Risk America's 2018, NYC, 17-18 May, 
  • Infoline SMCR Conference, London, 18-19 September
  • Operational Risk Management USA, NYC, 4-5 October
  • RiskMinds International, Amsterdam, 3-7 December