Governor Software & CastleHill Risk Management are pleased to present this session about the Regulators move to Individual responsibility for internal governance – what’s at stake
In the past few years, financial regulators have come to the conclusion that corporate fines for specific regulatory breaches are not enough to change behaviours in regulated firms. They are now focusing on two specific things:
- Individual accountability
- Internal governance
In order to stay out of trouble in this new regime, senior managers at firms need to do two things:
- Be clear on those areas of the business for which they are accountable and responsible
- Have excellent oversight of those areas and evidence of that oversight
Despite having a wealth of systems and data, gaining that aggregated & actionable oversight remains truly challenging.
Email firstname.lastname@example.org to register to join CastleHill and Governor Software at Morton’s Steakhouse for a drink and a bite to eat from 6pm on 12 September, 2018, and find out how risk and compliance executives can help their senior managers to achieve their goal leveraging the power of RSA Archer & Governor Software.
Register now to hear Richard Pike, CEO, Governor Software join fellow industry panelists to discuss how they achieve risk oversight, meet regulatory requirements and manage third party risk, on this complimentary webinar at 11:30 (EST); 16:30 BST; on Friday 14 September.
- Nicolette Martin, Head of Compliance, Operations and Technology, Citi
- Sabeena Liconte, Chief Legal & Chief Compliance Officer, Bank of China (BOC) International (USA) Holdings Inc
- Alex Beigelman, Former Head of Technology & Cyber Security Risk, JP Morgan
Over the course of this hour long webinar the expert panelists will discuss how they are dealing with and overcoming current industry challenges including:
- Achieving third party risk compliance
- GDPR and Board level oversight
- Effective management of cyber securities and third party risk
- Onboarding & due diligence including the technology and operational risks
To learn more about the webinar and to register please visit the CFP dedicated website here
Governor Software are very pleased to be taking part in the upcoming Senior Managers & Certification Regime Conference being run by Infoline at the Grange Tower Bridge Hotel, London on the 18th September 2018.
This event will explore the SM&CR Summer Policy Statement Guidance from the FCA in preparation for the 2019 Go-Live.
David Blunt - Head of Conduct Specialist Department, Supervision, Financial Conduct Authority (FCA) will kick of the conference by providing a keynote about "Preparing for the Extension of the Senior Managers & Certification Regime". David's presentation will be followed by a number of industry figures discussing the elements of the regulation as well as the implementation challenges.
Governor Software will be exhibiting at the conference on the 18th September prior to running a workshop in conjunction with Infoline and Trailight on the 19th of September on "Becoming SM&CR Compliant"
To learn more about the conference agenda you can visit the conference website here.
As a Sponsor - Governor Software are able to offer those who wish to register a 30% discount to take advantage of this discount please email email@example.com.
Running seamlessly off the back of the info-line one day conference "Extension of Senior Managers & Certification Regime" that is to be held at the Grange Tower Bridge on 18 September. This one day workshop, on September 19th helps delegates put the theory into practice as they are joined by experts who have already implemented SM&CR into major tier 1 and 2 banks and will walk them through the steps required to become compliant.
This workshop is for those delegates who want to learn more about the process and steps that need to be taken to ensure that you meet the regulatory requirements of SM&CR.
Over the course of the day delegates will hear live case studies from experts including Dirk Young, SM&CR Project Lead, Jupiter Asset Management who has previously implemented SM&CR into Barclays. Delegates will learn the process of becoming compliant, the need for workflows, correct documentation and checklists, as well as learning about the clear links between SMCR and competence & culture within firms and the need for frameworks and evidence.
After lunch delegates will be provided a deeper understanding of the “Reasonable Steps Framework” - what it is, what does good look like and how to systemise Senior Managers reporting. The day will finish with delegates developing their own case-study to present with an interactive Q&A panel session.
This workshop is proudly sponsored by Governor Software and Trailight and as such we can offer those wishing to register a 30% discount to attend. To register for this discount please email firstname.lastname@example.org
Event: Operational Risk Management 2018
Date: October 4-5, 2018
Location: New York, Crowne Plaza
As a sponsor Governor Software can offer financial institutions a 20% discount to attend this event, email email@example.com to see if you qualify.
Governor Software are pleased to once again be exhibiting and speaking at this annual event in New York in October.
Richard Pike, CEO, Governor Software, will be speaking alongside Sasu Sihvonen, Head of Business Risk, Nordea in a double session on Friday morning, 5th October as they individually look at "How Enterprise Risk Management is Helping Management to achieve oversight across the institution" and both share their individual experiences and perspectives.
We do hope you can join us there.
Register by July 27th for the launch rate special or August 31st for the super early bird special. Remember to contact us about our special 20% discount to offer you further savings.
Governor Software are pleased to announce that the team will be at RiskMinds International in Amsterdam this coming December. This year RiskMinds will be celebrating its' 25 Anniversary and the Governor team are looking forward to meeting with the 650+ CROs, regulators, academics and experts who attend this event each year. Governor Software will have its stand at the show, next door to PWC and look forward to meeting delegates and speakers alike.
JWG RegTech Conference in London
At JWG RegTech a demo was shown reviewing the work the JWG RegTech Council are doing. The group has deconstructed a section of Mifid that focuses on Stage 1 & 2 of the RTC future state proposal, and using the power of JWG RegDelta and Governor Software, they defined the main terms within the regulation and mapped the obligations to an example bank process & team.
GARP 19th Risk Convention in NY
At GARP, Govenor Software presented and interactive Case Studay alongside KBC on Risk Appetite, Regulatory Risk & ERM.
New Generation Operational Risk, London
At this event Governor Software presented on Linking business objectives & strategy to Risk for better operational risk management, discussing:
- Putting risk in context
- Allocation of risk and responsibility
- Aggregation of measurements
- Risk reporting and oversight
Risk EMEA, London, 2018
Richard Pike, CEO, Governor Software presented on Risk Oversight: Challenges and a New Approach, including:
- Risk Oversight Approaches
- Current risk oversight challenges for FIs
- A New approach to oversight
- Practical guide and case study
Click here for a copy of the presentation
Risk Americas, NYC, 2018
Richard Pike, CEO, Governor Software, chaired the Operational Risk stream on day one and presented in the "Innovation in Risk Stream" providing insight into Risk Oversight: Challenges and a New Approach, on day two.
Click on the link to download the presentation.