Events

Scroll down to view Governor Software upcoming webinars as well as links to past webinar recordings. 

 


 

 

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Webinar: Keeping your Compliance Office Running and Compliant while Home-Working.  
 

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Recent developments around COVID-19, mean that everyone must re-think the way they work, and how they interact.  For many office-based workers this means working from home.  The heads of compliance at financial institutions were already stuck between a rock and a hard place, trying to deal with both increased regulatory requirements and the demand to cut costs. COVID-19 additionally forces compliance teams to work remotely often with multiple spreadsheets, share-point files and disparate emails. With no coherent frame of reference, remote working is particularly challenging.
 
So, what will this mean for compliance teams working remotely – how easy is it to continue to monitor regulation, track compliance and continue to work as a team, assigning and tracking necessary tasks all from a number of remote locations?
 
Download this webinar to see a full demo showing how Governor Reg can help to future proof your Compliance office by quickly enabling your staff to monitor regulation, track compliance and continue to work as a team, assigning and tracking necessary tasks from a number of remote locations.
 

 


 

 

Governor Software at JWG RegTech Conference, 7 February, London

 

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Governor Software were pleased to once again take part in JWGs leading RegTech Conference.  This conference now in its 5th year was hosted at the Gouman Tower Hotel, London on February 7th February, 2020.

 

JWGs RegTech conference is renowned for bringing together the regulators, regulated and leading technology suppliers in the spirit of collaboration, to discuss forthcoming challenges & define strategies on how to get ahead of the curve!

 

Richard Pike, CEO and Founder of Governor Software took part in the  14:20 panel on Managing your Risk & Controls with RegTech. 

 

Governor Software also exhibited at the conference, providing a live demo of Governor Reg: FCA a unique live copy of the FCA Handbook.

 


 

 

Webinar: How FCA Regulated firms can gain full Compliance Control in a matter of days!

 

Linked In Graph 1 1200x628pxClick here to view a pre-recorded version of this insightful webinar developed specifically for those working in Compliance within FCA regulated firms.

 

This 30 minute webinar will demonstrate how as a result of the transformation of the FCA Handbook Website, FCA regulated firms can now easily make the leap from compliance chaos to full compliance control in days without making a large financial or personnel commitment.

 
 
On Tuesday, 19 November, the Financial Conduct Authority (FCA) launched a new user interface to its online Handbook. This new web layout utilises Governor Software’s unique visualisation technology "GovernorReg: FCA"  and provides FCA-authorised firms with an interactive version of the FCA Handbook, providing:
• Increased visualisation of regulations,
• Improved search functions,
• Ability to filter directly to relevant items
• The ability to download specific modules
• A history feature allowing users to see changes by date.
 
To further help UK Regulated firms to stay compliant, Governor Software has developed a live version of Governor Reg: FCA. This version allows clients direct access to a live copy of all of the FCA regulations within their compliance system. The content is updated as the FCA makes changes and alerts users to exactly what changes have been made and when. Using Governor Reg: FCA allows UK Regulated firms to link each of their compliance activities (policies, controls, tests) to the relevant rules and guidance, giving them a clear map of where they have regulatory coverage and where they have issues. This live version also helps both the firm and the FCA when there is a supervisory visit as the regulated entity has already stored their compliance data in the FCA format, in accordance to the FCA Handbook structure.

 

Click to here to view Webinar 

 

 

 


 

 

Webinar Recording: NYDFS Regulation goes Digital - What will this mean to you? 

Governor WebinarThe NYDFS requires firms to demonstrate a decision-making framework that is logical, robust and repeatable to govern an organization’s NYDFS compliance and certification. To achieve this an organization needs a structured approach to make strategic and operational decisions about conformance with the relevant NYDFS regulations.

 

Governor Software has developed an online / digital solution meaning NYDFS regulated firms using Governor: NYDFS will be able to work directly with their own live, actionable view of the NYDFS regulations (e.g. cyber 500, AML 504) , enabling compliance teams to easily see what needs to be done to be compliant, be aware of regulatory changes/updates as they happen, and Track, Action and Report their regulatory compliance response on an ongoing basis following the NYDFS structure. Governor Software also comes with the NYDFS regulatory news, powered by Corlytics.

 

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During this 30 minute webinar, Richard Pike, CEO, Governor Software demonstrates the live, actionable view of the NYDFS regulations, using examples from Regulation 23 NYCRR 500and NYDFS Part 504 Anti Money Laundering Model. Following Richard's demonstration, we will open the webinar to questions.

 

 


 

 

 

Webinar Recording : The FCA Handbook is going Digital: What will this mean for UK Regulated Firms?

 

Governor Webinar Series

The FCA Handbook is changing!  The need for firms to continue to work directly off a static copy of the FCA's UK financial regulations is coming to an end.  These changes mean that the traditional approach of transposing regulations into spreadsheets or other documents to track actions and log compliance that has been time-consuming, inefficient and no longer fit for purpose - will also be come a thing of the past. Want to learn more:

 

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Whats the New Approach: Since 2017 The FCA has been working with RegTech firms to improve the way in which UK Financial Regulations are distributed, recorded and tracked and both our speakers where heavily involved in this process.  View the webinar to hear Richard Pike, CEO, Governor Software and Alan Blanchard (formerly FCA), now Business Development (UK) at Apiax, discuss the background to the upcoming changes, the developments that have taken place, the reason for the changes and how UK Banks and Financial Firms compliance teams will benefit.



 

Webinar Recording: Actionable Regulations - How UK Financial Firms can utilize the FCA Handbook is changing – what will this will mean to you?

Governor Webinar Series
Please download Governor Software's webinar on "Actionable Regulations - How UK Financial Firms can utilize the FCA Handbook is changing - what will this mean to you?".  During this 30 minute webinar Richard Pike, CEO, Governor Software discusses how UK Financial Firms can now work directly with their own live, actionable view of the FCA Handbook. This new approach will enable compliance teams to easily see what needs to be done to be compliant, be aware of regulatory changes/updates as they happen and track actions and report their regulatory compliance on an ongoing basis.

 

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