Webinar
Keeping your Compliance Office Running and Compliant while Home-Working.
Guide
Compliance Oversight
The process of compliance oversight is relatively simple in theory but financial institutions have historically made it extremely complex and unwieldy.
In order to root out the inefficiencies and make the process more effective a straightforward re-thinking of the practise is needed. This doesn’t mean pulling up the roots and starting again, but defining and mapping the oversight requirements and process as part of defining the core compliance requirements. In short ‘design in good oversight’.
This approach will support oversight becoming a standard item and the days of running around looking for old spreadsheets, presentations and emails should become a thing of the past.
Find out more by Downloading the Governor Software Compliance Oversight Guide today:
Webinar
The FCA Handbook is going digital
The FCA Handbook is changing! The need for firms to continue to work directly off a static copy of the FCA's UK financial regulations is coming to an end. These changes mean that the traditional approach of transposing regulations into spreadsheets or other documents to track actions and log compliance that has been time-consuming, inefficient and no longer fit for purpose - will also be come a thing of the past. Want to learn more:
Webinar Recording
NYDFS Regulation goes Digital - What will this mean to you?
The NYDFS requires firms to demonstrate a decision-making framework that is logical, robust and repeatable to govern an organization’s NYDFS compliance and certification. To achieve this an organization needs a structured approach to make strategic and operational decisions about conformance with the relevant NYDFS regulations.
Governor Software has developed an online / digital solution meaning NYDFS regulated firms using Governor: NYDFS will be able to work directly with their own live, actionable view of the NYDFS regulations (e.g. cyber 500, AML 504) , enabling compliance teams to easily see what needs to be done to be compliant, be aware of regulatory changes/updates as they happen, and Track, Action and Report their regulatory compliance response on an ongoing basis following the NYDFS structure.
During this 30 minute webinar, Richard Pike, CEO, Governor Software demonstrates the live, actionable view of the NYDFS regulations, using examples from Regulation 23 NYCRR 500and NYDFS Part 504 Anti Money Laundering Model.
Guide
Linking Risks To Objectives
By linking business objectives to risks, communication and understanding is enhanced within a firm and an organisation has a better likelihood of achieving its objectives - the ultimate goal of risk management.
This guide sets out the common practise undertaken by risk teams, and then looks at the importance of linking business objectives to risk and how to accomplish this.
The guide also explores the resulting risk types and how they enhance communication between the business and the risk teams.
Download the guide here:
Analyst Review
GRC 20/20 Review
GRC 20/20 evaluated the features and capabilities of the Governor solution set. GRC20/20 found that it delivers an integrated and harmonized risk and performance management solution.
"Governor has an innovative approach to map and monitor the complex interrelationship of risks, objectives, regulations, and frameworks across the organization. It enables the organization to map roles and responsibilities to objectives and risk and track accountability. It enables 360°contextual awareness of risk and objectives with clear reporting to decision makers".
Download the GRC 20/20 Guide
